{
  "node_id": "us-17-cfr-part-275-investment-advisers-act-rules",
  "title": "US 17 CFR Part 275: Rules and Regulations, Investment Advisers Act of 1940",
  "domain": "Banking & Global Finance",
  "version": "1.0.0",
  "last_updated": "2026-05-31",
  "bluf": "US 17 CFR Part 275 contains the SEC rules under the Investment Advisers Act of 1940 governing investment advisers registered with the SEC (over $110M assets under management or required by state law to register with SEC). Key rules include Rule 204-2 (recordkeeping), Rule 204A-1 (code of ethics), Rule 206(4)-1 (marketing rule), Rule 206(4)-7 (compliance program rule), Rule 206(4)-2 (custody rule), Rule 206(4)-5 (pay-to-play rule), and Rule 204-3 (brochure rule). Advisers owe fiduciary duty to clients including duty of care and duty of loyalty.",
  "paywall": {
    "status": "LOCKED",
    "unlock_cost_usd": "0.01",
    "skyfire_id": "41779894-ece2-4163-9761-b3b1b76e19b0"
  },
  "crosswalks": {
    "_available_keys": [
      "advisers_act",
      "cfr_17_279",
      "cfr_17_270",
      "dol_fiduciary",
      "industry_mapping"
    ],
    "_note": "Full crosswalk values included in vault response"
  },
  "primary_citations_count": 5
}