What UK FCA PS21/3 Building Operational Resilience Policy Statement requires
UK FCA Policy Statement PS21/3, published March 2021 with an implementation deadline of 31 March 2022 (full compliance by 31 March 2025), requires FCA-regulated firms to identify their important business services, set impact tolerances for their continuity, map the people, processes, technology, facilities, and information supporting them, and test their ability to remain within tolerance through severe but plausible operational disruption scenarios - embedding operational resilience as a board-level regulatory obligation.
Pillar: Workflow Automation · Authority: Financial Conduct Authority (FCA); Prudential Regulation Authority (PRA); Bank of England · Version: 1.0.0 · Last updated:
Primary source: https://www.fca.org.uk/publications/policy-statements/ps21-3-building-operational-resilience
SHA-256 integrity: a9cfb06a1a26b095bd2a059c32b6260780952cdd9db7e45f1adac201c25b16d5
Primary Citations — 6 traced to source
- FCA PS21/3, Chapter 1: This policy statement sets out the final rules and guidance on operational resilience for FCA solo-regulated firms and, jointly with the PRA and Bank of England, for dual-regulated firms.
- FCA PS21/3, Chapter 3: Firms are required to identify their important business services and set the impact tolerances for the maximum tolerable disruption to those services.
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