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US 31 CFR Part 1020: Rules for Banks (FinCEN BSA)

US 31 CFR Part 1020 contains BSA rules specific to banks including the Anti-Money Laundering Program rule requiring banks to develop, implement, and…

What US 31 CFR Part 1020: Rules for Banks (FinCEN BSA) requires

US 31 CFR Part 1020 contains BSA rules specific to banks including the Anti-Money Laundering Program rule requiring banks to develop, implement, and maintain a written AML program with the five pillars: (1) internal policies procedures and controls; (2) designated BSA compliance officer; (3) ongoing employee training; (4) independent testing of compliance; (5) appropriate risk-based procedures for ongoing customer due diligence including beneficial ownership. Part 1020 also covers the Bank-specific Suspicious Activity Reporting threshold ($5,000), CIP application by banks, and CDD/beneficial ownership identification requirements introduced in the 2016 CDD Final Rule.

Pillar: Financial Crime, AML & Sanctions · Authority: US FinCEN Treasury · Version: 1.0.0 · Last updated:

Primary source: https://www.ecfr.gov/current/title-31/subtitle-B/chapter-X/part-1020

SHA-256 integrity: 6a99ca5953046227ba2042c782474b9dda029ee30943b594363500e012452b28

Primary Citations — 5 traced to source

  • US 31 CFR Rules for Banks
  • US 31 CFR § 1020.210 Anti-money laundering program requirements for financial institutions regulated only by a Federal functional regulator including banks

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