What Australia Securities and Investments Commission Act 2001 - ASIC Powers Consumer Protection and Financial Services Conduct requires
The Australian Securities and Investments Commission Act 2001 establishes ASIC as Australia's corporate, markets, and financial services regulator, sets out ASIC functions and powers including investigation, examination, compulsory information gathering, civil and criminal enforcement, and surveillance, provides consumer protection rules for financial services including prohibitions on misleading or deceptive conduct, unconscionable conduct, and unfair contract terms, and operates alongside the Corporations Act 2001 to regulate Australian companies, financial markets, and financial services intermediaries.
Pillar: Banking & Global Finance · Authority: Australian Government (Federal Register of Legislation) · Version: 1.0.0 · Last updated:
Primary source: https://www.legislation.gov.au/C2004A00819/latest/text
SHA-256 integrity: 783db7a0078531a6c546823727fe35a963125c75f3303073cdaea36a531154fb
Primary Citations — 8 traced to source
- Australian Securities and Investments Commission Act 2001 compiled text https://www.legislation.gov.au/C2004A00819/latest/text
- ASIC Act section 12DA misleading or deceptive conduct https://www.legislation.gov.au/C2004A00819/latest/text/12DA
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