What ESMA AI and Machine Learning in Financial Markets - Supervisory Convergence and Compliance Obligations for AI Model Risk in Capital Markets, Algorithmic Trading Governance, and AI Disclosure Requirements requires
This node outlines ESMA's supervisory convergence framework for AI and machine learning in financial markets, focusing on AI model risk management, algorithmic trading governance under MiFID II, and disclosure obligations aligned with EU AI Act Article 50 transparency obligations for providers and deployers of certain AI systems.
Pillar: Banking & Global Finance · Authority: European Securities and Markets Authority · Version: 1.1.0 · Last updated:
Primary source: https://www.esma.europa.eu/sites/default/files/library/ESMA50-164-6247-AI_in_securities_markets.pdf
SHA-256 integrity: 455c0850e2b81dc10823aa093fbc7adc4ddfafe5f2e581826b32ad920bcb4010
Primary Citations — 5 traced to source
- ESMA TRV Risk Analysis, Artificial Intelligence in EU Securities Markets, ESMA50-164-6247, https://www.esma.europa.eu/sites/default/files/library/ESMA50-164-6247-AI_in_securities_markets.pdf, Potential Risks section on data quality and model risk, 1 February 2023
- EU AI Act Regulation (EU) 2024/1689, https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32024R1689, Article 9 Risk Management Systems, 2024
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