What DIRECTIVE 2014/65/EU on markets in financial instruments, Article 24: General principles and information to clients requires
This article requires investment firms to act honestly, fairly, and professionally in accordance with the best interests of their clients, ensuring all information provided is fair, clear, and not misleading.
Pillar: Banking & Global Finance · Authority: European Securities and Markets Authority (ESMA) · Version: 1.0.0 · Last updated:
Primary source: https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:32014L0065
SHA-256 integrity: b83acb3ae8adf9b2e0cb3132c5956a9cb4ab70404c3ef68d1f030a0d4acc7a96
Primary Citations — 6 traced to source
- Article 24, paragraph 1: Investment firms shall, when providing investment services or, where appropriate, ancillary services to clients, act honestly, fairly and professionally in accordance with the best interests of their clients and comply, in particular, with the principles set out in this Article and in Article 25.
- Article 24, paragraph 3: All information, including marketing communications, addressed by the investment firm to clients or potential clients shall be fair, clear and not misleading.
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