What Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments, Article 36: Authorisation requires
This article establishes the core requirements for obtaining and maintaining authorisation as a regulated market, focusing on the legal status, organisational structure, risk management, and fitness of the market operator and its management.
Pillar: Banking & Global Finance · Authority: European Parliament and Council of the European Union · Version: 1.0.0 · Last updated:
Primary source: https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:32014L0065
SHA-256 integrity: 3c2bc7c03f020ce6adb7c348cdf555988c48e0c56cb6c5055dd7a38c41890810
Primary Citations — 7 traced to source
- Article 36(1): Authorisation as a regulated market shall be granted only where the competent authority is satisfied that both the market operator and the systems of the regulated market comply at least with the requirements laid down in this Title.
- Article 36(2): Authorisation as a regulated market shall be granted only if the market operator is a legal person.
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