What Japan Financial Instruments and Exchange Act 2006 (FIEA) - Securities Regulation requires
Japan's Financial Instruments and Exchange Act 2006 (FIEA, Act No. 25 of 1948 as comprehensively amended in 2006) is the primary securities regulatory framework. It requires registration of securities offerings (including crypto-assets as Type II financial instruments from 2020), mandates prospectus disclosure, prohibits insider trading and market manipulation, regulates financial instruments business operators (FIBOs), and establishes conduct-of-business obligations including suitability, best execution, and KYC. The FSA (Financial Services Agency) is the primary regulator; SESC (Securities and Exchange Surveillance Commission) investigates violations.
Pillar: Banking & Global Finance · Authority: Japan Financial Services Agency; Securities and Exchange Surveillance Commission · Version: 1.1.1 · Last updated:
Primary source: https://laws.e-gov.go.jp/law/323AC0000000025
SHA-256 integrity: fe1806eea1c4f264cb7278060151e83147fcaae3a7e73ed593d97b625c53597d
Primary Citations — 5 traced to source
- Arts 4-23 (public offering, prospectus), 29-44 (FIBO registration, conduct), 159 (manipulation), 166-167 (insider trading), 24 (continuous disclosure) — Financial Instruments and Exchange Act (FIEA) - Act No. 25 of 1948 (comprehensively amended 2006)
- Crypto-asset derivatives regulated as Type I instruments; ICO prospectus requirements — FSA - FIEA Amendments 2019 (crypto-asset regulation under FIEA)
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- Discovery (free): /api/v1/nodes/jp-financial-instruments-exchange-act-2006.json — 6-field metadata
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- Canonical URL: https://bidda.com/intelligence/jp-financial-instruments-exchange-act-2006
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