What Korea Financial Investment Services and Capital Markets Act (FSCMA) - Act No. 8635 requires
Korea's FSCMA (Act No. 8635, effective February 2009) is the primary capital markets law governing financial investment business entities (FIBEs): six licensed activities (dealing, brokerage, collective investment, investment advisory, discretionary investment, trust); suitability obligations; prospectus registration for public offerings (≥50 investors); insider trading prohibition (Art 174); market manipulation prohibition (Art 176); and FSC/FSS regulatory oversight.
Pillar: Banking & Global Finance · Authority: Financial Services Commission (FSC); Financial Supervisory Service (FSS); Korea Exchange (KRX); Act No. 8635 as amended · Version: 2024.1.0 · Last updated:
Primary source: https://elaw.klri.re.kr/eng_service/lawView.do?hseq=59122&lang=ENG
SHA-256 integrity: 589f30b00ac007242ca4ffc4d665efdc1760d5bfa7c52e1c975c785a86a0e7ea
Primary Citations — 5 traced to source
- Art 12 (licencing); Art 46-49 (suitability); Art 119 (prospectus registration); Art 147 (large shareholding); Art 174 (insider trading); Art 176 (market manipulation) — Art 12 (licencing); Art 46-49 (suitability); Art 119 (prospectus registration); Art 147 (large shareholding); Art 174 (insider trading); Art 176 (market manipulation)
- Supervisory Regulation on Financial Investment Business (FSC Notice) - minimum capital, fit-and-proper, product classification — Supervisory Regulation on Financial Investment Business (FSC Notice) - minimum capital, fit-and-proper, product classification
+ 3 more citations (full bibliography, deterministic workflow, actionable schema and crosswalks) included in the vault unlock — $0.01 via Skyfire / L402 / Direct Base USDC.
Access
- Discovery (free): /api/v1/nodes/kr-fscma-financial-investment-services-capital-markets-act-2009.json — 6-field metadata
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