What New Zealand Financial Markets Conduct Act 2013 (FMCA) requires
The Financial Markets Conduct Act 2013 (FMCA) is New Zealand's principal financial markets legislation, establishing a unified regulatory framework for fair dealing in financial products and services, mandatory Product Disclosure Statement (PDS) requirements for regulated offers to retail investors, and FMA licensing obligations for financial market participants. Under Part 2, no person may engage in misleading or deceptive conduct in connection with financial products. Under Section 41, a regulated offer of financial products may not be made unless disclosure requirements have been satisfied. Financial service providers including fund managers, derivatives issuers, and investment advisers must hold an FMA licence under Part 6, with enforcement powers including injunctions, pecuniary penalties, and civil liability under Part 9.
Pillar: Banking & Global Finance · Authority: Financial Markets Authority (FMA), New Zealand · Version: 1.0.1 · Last updated:
Primary source: https://www.legislation.govt.nz/act/public/2013/0069/latest/whole.html
SHA-256 integrity: a3bdb8c5a42008352a152d7b93bf99ec8322c2aa168c64d02b4340bc756b9d60
Primary Citations — 7 traced to source
- Financial Markets Conduct Act 2013 (NZ), Section 9 - No person may engage in misleading or deceptive conduct in connection with an offer of, or dealing in, financial products
- Financial Markets Conduct Act 2013 (NZ), Section 14 - No person may make false or misleading representations in connection with financial products or financial services
+ 5 more citations (full bibliography, deterministic workflow, actionable schema and crosswalks) included in the vault unlock — $0.01 via Skyfire / L402 / Direct Base USDC.
Access
- Discovery (free): /api/v1/nodes/nz-fmca-2013-financial-markets-conduct.json — 6-field metadata
- Vault (full node): /api/v1/vault/nodes/nz-fmca-2013-financial-markets-conduct.json — full 13-key payload, $0.01 USDC (L402/Skyfire/Direct Base)
- Canonical URL: https://bidda.com/intelligence/nz-fmca-2013-financial-markets-conduct
- Back to registry: Browse all 10,099 compliance nodes