What Financial Services and Markets Act 2000, Section 137A: The FCA's general rule-making power requires
This section grants the Financial Conduct Authority (FCA) the general power to make rules applying to authorised persons as necessary for advancing its statutory objectives.
Pillar: Banking & Global Finance · Authority: UK Parliament / Financial Conduct Authority · Version: 1.0.0 · Last updated:
Primary source: https://www.legislation.gov.uk/ukpga/2000/8/section/137A
SHA-256 integrity: 4db59e50ef73183020c5c541272f01eb63fdda4cd4a535c0a52265d541ff5c18
Primary Citations — 6 traced to source
- Section 137A: Obligation for authorised firms to maintain awareness of rules made by the FCA under its general rule-making power.
- Section 137A: Requirement to assess the applicability of FCA general rules to the firm's specific regulated activities.
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