What Financial Services and Markets Act 2000 Section 64A: Rules of conduct requires
This section empowers the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) to create 'rules of conduct' for approved persons performing controlled functions, requiring firms to ensure their staff adhere to these rules.
Pillar: Banking & Global Finance · Authority: UK Financial Conduct Authority (FCA) · Version: 1.0.0 · Last updated:
Primary source: https://www.legislation.gov.uk/ukpga/2000/8/section/64A
SHA-256 integrity: 81627100d30f4b4543bf06a6bc50a91c44789d9b01bd045e01f479ec190e1af7
Primary Citations — 5 traced to source
- Section 64A(1): The FCA may make rules applying to approved persons, or any specified description of approved persons, in relation to the performance by them of their controlled functions.
- Section 64A(2): The PRA may make rules applying to PRA-approved persons, or any specified description of PRA-approved persons, in relation to the performance by them of their controlled functions.
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