What US Dodd-Frank Act Section 13F - Large Institutional Investment Manager Reporting (Form 13F) requires
Under Section 13(f) of the Securities Exchange Act of 1934, institutional investment managers exercising investment discretion over $100 million or more in specified equity securities must file Form 13F quarterly with the SEC to report their holdings.
Pillar: Banking & Global Finance · Authority: U.S. Securities and Exchange Commission (SEC) · Version: 1.0.0 · Last updated:
Primary source: https://www.sec.gov/divisions/investment/13ffaq.htm
SHA-256 integrity: 2f26ec40e51e042caab2f02d653707032df6eff3a62c104bf8faae3b59d49322
Primary Citations — 6 traced to source
- Securities Exchange Act of 1934, Section 13(f) - Reports by Institutional Investment Managers
- 17 CFR § 240.13f-1 - Reporting by institutional investment managers of information with respect to accounts over which they exercise investment discretion
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