What US Dodd-Frank Act Section 922 - SEC Whistleblower Program Protections and Awards requires
Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (2010) establishes the SEC Whistleblower Program: awarding whistleblowers 10-30% of sanctions above $1M for original information leading to successful enforcement, prohibiting retaliation against employees who report securities law violations, allowing anonymous submissions through counsel, and imposing strict anti-retaliation protections enforced by the SEC and through private right of action in federal court.
Pillar: Banking & Global Finance · Authority: U.S. Securities and Exchange Commission (SEC) · Version: 1.0.0 · Last updated:
Primary source: https://www.govinfo.gov/content/pkg/USCODE-2022-title15/html/USCODE-2022-title15-chap2B.htm
SHA-256 integrity: 080cc4e2f58fc7d371212cc0336ce3c77c578e16bc9319ebf77b3a6ed38edd95
Primary Citations — 5 traced to source
- 15 U.S.C. § 78u-6 — Dodd-Frank Wall Street Reform and Consumer Protection Act s.922 - Whistleblower Incentives and Protection
- Program overview and awards — SEC - Office of the Whistleblower
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