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General Rules and Regulations, Securities Exchange Act of 1934 (17 CFR Part 240)

This regulation establishes the statutory authority for the General Rules and Regulations under the Securities Exchange Act of 1934, requiring compliance…

What General Rules and Regulations, Securities Exchange Act of 1934 (17 CFR Part 240) requires

This regulation establishes the statutory authority for the General Rules and Regulations under the Securities Exchange Act of 1934, requiring compliance with various provisions of U.S. Code.

Pillar: Banking & Global Finance · Authority: U.S. Securities and Exchange Commission · Version: 1.0.0 · Last updated:

Primary source: https://www.ecfr.gov/current/title-17/chapter-II/part-240

SHA-256 integrity: afa8dabf761a4b81bab44d1da4ae8d7336a1b494a6d62926b8d4b84d952a3791

Primary Citations — 6 traced to source

  • Authority section: 15 U.S.C. 78j (manipulative and deceptive devices)
  • Authority section: 15 U.S.C. 78m (periodical and other reports)

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